Broker-dealer - Wikipedia
In financial services, a broker-dealer is a natural person, company or other organization that engages in the business of trading securities for its own account or on behalf of its customers. Broker-dealers are at the heart of the securities and derivatives trading process.[1] Although many broker-dealers are "independent" firms solely involved in broker-dealer services, many others are business u
Broker - Wikipedia
Brokers on the floor of the New York Stock Exchange, 1908 A broker is a person who or entity which arranges transactions between a buyer and a seller. This may be done for a commission when the deal is executed. A broker who also acts as a seller or as a buyer becomes a principal party to the deal. Neither role should be confused with that of an agent—one who acts on behalf of a principal party in
Stockbroker - Wikipedia
A stockbroker is an individual or company that buys and sells stocks and other investments for a financial market participant in return for a commission, markup, or fee. In most countries they are regulated as a broker or broker-dealer and may need to hold a relevant license and may be a member of a stock exchange. They generally act as a financial advisor and investment manager. In this case they
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ＳＭＢＣ日興証券は、「いっしょに、明日のこと。」をブランドスローガンに、個人の資産形成から法人のグローバルビジネスまで、チャレンジするすべての人々を応援いたします。証券の力に、銀行の力を合わせ、私たちにしかできない新しい価値創造に取り組んでまいります。
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