Updated: January 11, 2024 The Financial Statement Data Sets below provide numeric information from the face financials of all financial statements. This data is extracted from exhibits to corporate financial reports filed with the Commission using eXtensible Business Reporting Language (XBRL). As compared to the more extensive Financial Statement and Notes Data Sets, which provide the numeric an
S-1/A 1 ds1a.htm AMENDMENT NO. 9 TO FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on August 18, 2004 Registration No. 333-114984 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 9 TO FORM S-1 REGISTRATION STATEMENT Under The Securities Act of 1933 GOOGLE INC. (Exact name of Registrant as specified in its charter)
SEC Charges Direct Edge Exchanges With Failing to Properly Describe Order Types FOR IMMEDIATE RELEASE 2015-2 Washington D.C., Jan. 12, 2015 — The Securities and Exchange Commission today announced that two exchanges formerly owned by Direct Edge Holdings and since acquired by BATS Global Markets have agreed to pay a $14 million penalty to settle charges that their rules failed to accurately descri
SEC Charges Two Robo-Advisers With False Disclosures FOR IMMEDIATE RELEASE 2018-300 Washington D.C., Dec. 21, 2018 — The Securities and Exchange Commission today instituted settled proceedings against two robo-advisers for making false statements about investment products and publishing misleading advertising. The proceedings are the SEC’s first enforcement actions against robo-advisers, which pr
Division of Corporation Finance, Division of Investment Management, and Division of Trading and Markets In recent years, we have seen significant advances in technologies – including blockchain and other distributed ledger technologies – that impact our securities markets. This statement[1] highlights several recent Commission enforcement actions involving the intersection of long-standing applica
Companies and individuals are increasingly considering initial coin offerings (ICOs) as a way to raise capital or participate in investment opportunities. While these digital assets and the technology behind them may present a new and efficient means for carrying out financial transactions, they also bring increased risk of fraud and manipulation because the markets for these assets are less regul
Money market funds are a type of mutual fund developed in the 1970s as an option for investors to purchase a pool of securities that generally provided higher returns than interest-bearing bank accounts. They have since grown significantly and currently hold more than $2.9 trillion in assets, the majority of which is in institutional funds. There are many kinds of money market funds, including one
September 19, 2018 Ms. Dalia Blass Director Division of Investment Management U.S. Securities and Exchange Commission 100 F Street NE Washington, DC 20549-1090 Re: Staff Letter: Engaging on Fund Innovation and Cryptocurrency-related Holdings Dear Ms. Blass: We are a group of blockchain and cryptocurrency industry professionals whose expertise and experience extends across the entire cryptocurrency
SECURITIES AND EXCHANGE COMMISSION (Release No. 34-83904; File No. SR-NYSEArca-2017-139) August 22, 2018 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Disapproving a Proposed Rule Change to List and Trade the Shares of the ProShares Bitcoin ETF and the ProShares Short Bitcoin ETF I. INTRODUCTION On December 4, 2017, NYSE Arca, Inc. (“NYSE Arca” or “Exchange”) filed with the Securities and
MEMORANDUM To: File Nos. S7-07-18, S7-08-18, S7-09-18 From: Division of Investment Management, Division of Trading and Markets Re: Roundtable on June 4, 2018 Regarding Standards of Conduct for Investment Professionals Date: July 31, 2018 On June 4, 2018, SEC staff and Chairman Clayton held a roundtable at the Houston branch of the Federal Reserve Bank of Dallas. Approximately 22 individuals attend
Investors, Innovation, and Performance Top SEC's Draft Strategic Plan FOR IMMEDIATE RELEASE 2018-109 Washington D.C., June 19, 2018 — The Securities and Exchange Commission today published a draft strategic plan that focuses on investors, innovation, and performance as the top strategic goals in coming years. The SEC is seeking public comment on the proposed draft that will guide the SEC’s priorit
William Hinman Director, Division of Corporation Finance Remarks at the Yahoo Finance All Markets Summit: Crypto Thank you Andy. I am pleased to be here today.[1] This event provides a great opportunity to address a topic that is the subject of considerable debate in the press and in the crypto-community – whether a digital asset offered as a security can, over time, become something other than a
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